Career Opportunity – January 2018
Role : Investment Compliance Oversight
An exciting new opportunity to join the Investment Oversight team at Treasury Capital Fund Solutions, click on the link below for a detailed description of the role.
For more information or to apply, please e-mail Kevin Lavery
We look forward to welcoming you to the team.
Investment Compliance Oversight – Job Description
It is important that you read this page. The use of Treasury Capital Fund Solutions (TCFS) (this “Website”) is subject to the following terms and conditions (the “Terms”). After you have read and understood these Terms, you may click “Accept” to confirm that you agree to the Terms which create a binding legal agreement between us. If you do not agree to these Terms, please refrain from using this Website.
This Website and the information on it is communicated from the United Kingdom by TCFS, which is a trading name of Equity Trustees Fund Services Ltd authorised and regulated by the Financial Services of the United Kingdom. This Website uses cookies as described below of these Terms and by agreeing to these Terms you consent to the use of cookies as described in that paragraph.
About this Website: This Website is owned, maintained, operated and communicated by TCFS, a trading name of Equity Trustees Fund Services Ltd authorised and regulated by the Financial Conduct Authority of the United Kingdom (the “FCA”). TCFS registered office is Bow House, 1A Bow Lane, London, EC4M 9EE, United Kingdom. This Website, and the information on it, are provided for information purposes only and do not constitute an invitation, offer or solicitation to engage in any investment activity including to buy or sell any investment including any interest in the Funds. The information on this Website constitutes a financial promotion for the purposes of the rules and guidance of the FCA (the “FCA Rules”) and an invitation or inducement to engage in investment activity and/or a marketing communication for the purposes of MiFID. This Website contains information about investment funds which are offered by TCFS (the “Funds”) and which are registered, or have otherwise been notified, for public distribution and marketing in the United Kingdom. Please note that the fact of such registration does not mean that any regulator has determined that such Funds are suitable for all or any investors. The Funds referred to on this Website may not be suitable investments for you and you should therefore seek professional investment advice before making a decision to invest in any of the Funds. A prospectus and Key Investor Information Document (“KIID”) for each of the Funds is available on request.
No Advice: The information on this Website is provided for information only and does not constitute, and should not be construed as, investment advice or a recommendation to buy, sell or otherwise transact in any investment including the Funds. The information on this Website is provided solely on the basis that you will make your own investment decisions and TCFS has not taken any account of your particular investment objectives or financial situation in preparing the information on this Website. In addition, nothing in this Website shall, or is intended to, constitute financial, legal, accounting or tax advice. We strongly recommend that you seek professional investment advice before making any investment decision.
Performance Information: Past performance is not a reliable indicator of future performance. The value of investments and the income from them can go down as well as up and investors may not get back the amount originally invested and may lose all of their investment. Exchange rate changes may cause the value of overseas investments to rise or fall. To the extent that any information on this Website refers to a particular tax treatment, such treatment depends on the individual circumstances of the investor and may be subject to change in the future.
Risk Warnings: Any investment involves substantial risks. Further information about the types of risks associated with investment in the Funds referred to on this Website can be found in the offering documents for each Fund also contain risk warnings which are specific to the relevant Fund and which you should consider carefully before taking any decision to invest.
Information on this Website: TCFS has taken reasonable care to ensure that the information contained on this Website is accurate, current, complete, fit for its intended purpose and compliant with relevant United Kingdom legislation and regulations as at the date of issue. However, errors or omissions may occur due to circumstances beyond TCFS control and no warranty is given, or representation made, regarding the accuracy, validity or completeness of the information on this Website and no liability is accepted by such persons for the accuracy or completeness of such information. You must conduct your own due diligence and investigations rather than relying on any of the information in this Website. Any person who acts upon, or changes his investment position in reliance on, the information contained on this Website does so entirely at his own risk. Information posted on this Website is current only as at the date it is first posted and may no longer be true or complete when viewed by you. TCFS cannot guarantee that content will be accurate, complete and current at all times. To the extent that any information on this Website relates to a third party, such information has been provided by that third party and is the sole responsibility of such third party and TCFS accepts no liability for such information. All content on the Website is subject to modification from time to time without notice.
Linked Websites: Links to websites operated by third parties are provided for information only and do not constitute any form of advice or recommendation of such websites or the material on them. TCFS accepts no responsibility for information contained on any other sites which can be accessed by hypertext link from this Website or for these sites not being available at all times. TCFS has not reviewed, and will not review or update, such websites or information and any use that you make of such websites and information is at your own risk. Please note that when you click on any external site hypertext link you will leave this Website.
Viruses: We do not guarantee that our site will be secure or free from bugs or viruses. You are responsible for configuring your information technology, computer programmes and platform in order to access our site. You should use your own virus protection software.
You must not misuse our site by knowingly introducing viruses, trojans, worms, logic bombs or other material which is malicious or technologically harmful. You must not attempt to gain unauthorised access to our site, the server on which our site is stored or any server, computer or database connected to our site.
Liability: No warranty is given that the contents of this Website are compatible with all computer systems or browsers or that this Website shall be available on an uninterrupted basis. TCFS does not accept any liability for any damages or losses arising from changes or alterations made to this Website by unauthorised third parties. The internet is not a completely reliable transmission medium and TCFS does not accept any liability for any data transmission errors such as data loss or damage or alteration of any kind or for the security or confidentiality of information transmitted across the internet to or from TCFS. Any such transmission of information is entirely at your own risk and any material downloaded from this Website is downloaded at your own risk. The information on this Website is provided “as is”. To the extent permitted by law, TCFS and their directors, officers, employees and agents expressly exclude all conditions, warranties, representations and other terms which might otherwise be implied by statute, common law or the law of equity. TCFS will only be liable to you in respect of any direct losses arising from your use of, or inability to use, this Website in the event of TCFS gross negligence, wilful default or fraud. In no event will TCFS be liable to any person for any indirect, special or consequential damages arising out of any use of, or inability to use, this Website or the information contained on it or on any other hyper-linked site including, without limitation, any lost profits, business interruption, loss of programs or data on your equipment or otherwise, even if TCFS is expressly advised of the possibility or likelihood of such damages. This does not affect TCFS liability for any loss or damage which cannot be excluded or limited under applicable law. Nothing in these Terms is intended to exclude or restrict any duty or liability that TCFS has to its clients under the “regulatory system” in the United Kingdom (as such term is defined in the FCA Rules), under applicable local regulatory rules or which may not be excluded or restricted as a matter of applicable law.
Access: TCFS reserves the right to suspend or withdraw access to any page(s) included on this Website without notice at any time and accepts no liability if, for any reason, these pages are unavailable at any time or for any period.
Intellectual Property:
(a) Unless otherwise specified, TCFS is the owner or the licensee of all intellectual property rights in and to this Website, its content and the information, imagery and data published on it including but not limited to copyright and trade mark rights (whether registered or unregistered). Those works are protected by copyright laws and treaties around the world. All such rights, save as expressly granted, are reserved.
(b) Notwithstanding paragraph (a) above, no warranty or indemnity is given that the use of the Website, or any information or material taken or downloaded from the Website will not infringe the intellectual property rights of any third party.
(c) Reproduction in any form of any part of the content, information, imagery or data from, or underlying, this Website, save for in strict compliance with these Terms, is prohibited without the prior written consent of TCFS. All such intellectual property rights shall continue to be held by TCFS or its licensors and no rights of any kind in such rights shall pass to you.
(d) The information held on this Website is for your own personal use only. You may print off or download copies of, or extracts from, pages from this Website for your personal reference but you must not modify those copies or extracts in any way. TCFS as the authors of material on this Website, must always be acknowledged.
(e) Notwithstanding paragraph (d) above, [to the extent that you are a financial advisor,] you may use the information available on this Website and provide copies of documents available on the Website to make recommendations to your clients, however such information is not intended for direct use by members of the public.
(f) Any unauthorised downloading, re-transmission or other copying or modification of any of the contents of the Website may be in breach of statutory or common law rights which could be the subject of legal action. TCFS disclaims all liability which may result from any unauthorised reproduction or use of the information on the Website.
(g) All trade marks, service marks, company names or logos are the property of their respective holders. The display of any trade names or trade marks on the Website does not imply that any licence has been granted to any third party in respect of the same. Any use by you of these marks, names and/or logos may constitute an infringement of the holders’ rights.
The Internet: Please note that there is no guarantee that any e-mail sent by you will be received by us, or that the contents of any such e-mail will remain private during internet transmission. Any information is sent at your own personal risk.
Data Protection: All personal information is held and dealt with by Equity Trustees Fund Services Ltd in confidence and in accordance with Data Protection Act 1998 and all other applicable data protection legislation. We may disclose your personal information to agents and service providers for the same purposes. Telephone calls to TCFS may be recorded and monitored for our mutual protection and to improve customer service.
Cookies: Cookies are small data files that are sent to and stored on your computer, smartphone or other device used to access the internet, whenever you visit a website. We use cookies to enable and improve certain functions on our website and gain feedback on how our website is used. If you choose to switch certain cookies off, it will affect how our website works. Cookies are useful because they allow a website to recognise the device you are using. TCFS use cookies to store general information such as the region where you are based and the type of client you are. This helps us to tailor our website to better suit your requirements. The Cookies we use here are ‘session’ cookies and will be removed every time you leave our website. When you enter our website, you will be asked to accept some Terms and Conditions and a Cookie will remember if you have accepted them. This means that you don’t have to re-accept them on every visit. The Cookies we use here are ‘persistent’ as they remember your preferences. Every time we amend our Terms and Conditions, or on an annual basis, a new Cookie will be set and you will be asked to re-accept our Terms and Conditions. We use analytics cookies to collect information on website activity (such as the number of users who visit our website, the date and time of visits, the number of pages viewed, navigation patterns, what country and what systems users have used to access the site and, when entering our website from another website, the address of that web site). This information on its own does not identify an individual but it does provide us with statistics that can be used to analyse and improve our website. These Cookies are ‘session’ cookies. The browsers of most computers, smartphones and other web–enabled devices are usually set up to accept cookies. If your browser preferences allow it, you can configure your browser to accept all cookies, reject all cookies, or notify you when cookies are set. Each browser is different, so check the “Help” menu of your browser to learn about how to change your cookie preferences. However, please remember that cookies are often used to enable and improve certain functions on our website. If you choose to switch certain cookies off, it will affect how our website works and certain functionality may not work. More information about cookies can be found on allaboutcookies.org
Trademarks: “Treasury Capital Fund Solutions” is a registered trademark of Equity Trustees Fund Services Ltd. Which is authorised and regulated by the Financial Conduct Authority of the United Kingdom (the “FCA”).
Applicable Law: These Terms and any non-contractual obligations arising from or connected with them shall be governed by, and these Terms shall be construed in accordance with, the laws of England and Wales. You agree that the English courts shall have exclusive jurisdiction in relation to any legal action or proceedings arising out of or in connection with these Terms (whether arising out of or in connection with contractual or non-contractual obligations) (“Proceedings”) and waive any objection to Proceedings in such courts on the grounds of venue or on the grounds that Proceedings have been brought in an inappropriate forum. You further agree that this paragraph operates for the benefit of TCFS and accordingly TCFS shall be entitled to take Proceedings in any other court or courts having jurisdiction.
Contact Us: If you have any enquiries in relation to this Website or the information on it, please contact TCFS at investorsupport@tcfundsolutions.com
Please click the “Accept” button below if you have read and understood this page and agree to abide by its contents, otherwise click “Don’t Accept” to leave the website.
